Securities Fraud – Detection, Prevention and Control

Preface.
<p>Introduction.</p>
<p>Chapter 1 The Face of War.</p>
<p>Cost of Defeat.</p>
<p>Drawn and Quartered.</p>
<p>Art and Fog of War.</p>
<p>Origins.</p>
<p>Human Capital.</p>
<p>Notes.</p>
<p>Chapter 2 Shared Interests.</p>
<p>Trade Secrets.</p>
<p>Shared Interests.</p>
<p>Nation of Farmers.</p>
<p>Statutory Foundations.</p>
<p>Notes.</p>
<p>Chapter 3 The Eleven.</p>
<p>Notes.</p>
<p>Chapter 4 Funding and Fraud.</p>
<p>It Really Doesn′t Matter.</p>
<p>Securities? No. Securities Fraud? Yes!</p>
<p>Montgomery to Manhattan.</p>
<p>Promises, Promises.</p>
<p>A Rotten Compromise.</p>
<p>Common Stock Uncommon Results.</p>
<p>Read the Label.</p>
<p>Financial Pergatory.</p>
<p>An Evil Equation.</p>
<p>Transition to Victimization.</p>
<p>Notes.</p>
<p>Chapter 5 Command and Control (C2).</p>
<p>Absolutologist.</p>
<p>By the Numbers.</p>
<p>It Starts at the Top.</p>
<p>Carlo Charles Ponzi.</p>
<p>Robert Vesco.</p>
<p>Robert E. Brennan.</p>
<p>Michael de Guzman et al.</p>
<p>Bernard L. Madoff.</p>
<p>Notes.</p>
<p>Chapter 6 Paid To Steal.</p>
<p>At All Costs – Protect the Brand.</p>
<p>Michael Holoday.</p>
<p>Nick Leeson.</p>
<p>Michael Milken.</p>
<p>Robert L. Citron.</p>
<p>Yanming.</p>
<p>Notes.</p>
<p>Chapter 7 Outside Inside.</p>
<p>Investor Fraud.</p>
<p>Anthony Tino De Angelis.</p>
<p>Ivan Boesky.</p>
<p>G. Foster Winans.</p>
<p>Martha Stewart and Sam Waksal.</p>
<p>Notes.</p>
<p>Chapter 8 Misunderestimated.</p>
<p>Advisor Fraud.</p>
<p>Patterns.</p>
<p>Jordan Belfort Robert Brennan Incarnate.</p>
<p>Frank Gruttadauria.</p>
<p>Martin Frankel (or one of 12 other aliases).</p>
<p>Captain Money – J. David Dominelli.</p>
<p>Eric Bartoli (aka Enrico Orlandini).</p>
<p>Retrospective.</p>
<p>Notes.</p>
<p>Chapter 9 Days of Future Past.</p>
<p>Dystopian Future.</p>
<p>Rating Agencies.</p>
<p>Trevor Cook (Oxford Global Partners).</p>
<p>Patricia Cornwell v. Anchin, Block &amp; Anchin.</p>
<p>Derivatives.</p>
<p>Huang Guangyu.</p>
<p>Galleon Group Hedge Fund.</p>
<p>Jerome Kerviel.</p>
<p>Kenneth Lewis.</p>
<p>Semion Mogilevich.</p>
<p>Sean David Morton.</p>
<p>Rebecca Parrett.</p>
<p>Goldman Sachs.</p>
<p>Marcus Schrenker.</p>
<p>R. Allen Stanford.</p>
<p>Structured Products.</p>
<p>Weizhen Tang.</p>
<p>Douglas F. Vaughan.</p>
<p>Dystopian Past.</p>
<p>In Their Own Words.</p>
<p>Lance Poulsen.</p>
<p>Richard Scrushy.</p>
<p>Chapter 10 The Warrior′s Path.</p>
<p>The Endless Struggle.</p>
<p>Appendix A Frequently Used Abbreviations.</p>
<p>About the Author.</p>
<p>Index.</p>